Global Regulatory Enforcement: Trends, Lessons Learned and the Road Ahead


04 June 2009
Hosted By: Complinet

The economic failures of the past year are likely to lead to significant increases in regulation and enforcement. To help firms prepare for these changes, Complinet hosted a complimentary webcast on 4 June 2009 featuring experts from NERA's Global Securities and Finance Practice. Vice President Dr. Sharon Brown-Hruska discussed a number of timely issues, including trends in SEC enforcement and SEC policy changes; criticisms that have been directed at the SEC and FSA; implications of recent enforcement decisions; and new efforts to regulate derivatives, and what regulators expect of financial intermediaries and end users.

To view this webcast on demand, please visit the link located in the right-hand column of this page.

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