Financial Risk Management

Risk Management Policies and Procedures

Risk Management Policies and Procedures

An institution's desired level of risk retention and risk transfer is typically determined by senior management and the board of directors. Their role is to develop, approve, and regularly re-evaluate written policies and procedures governing the management of all risks. NERA’s risk experts play a key role in helping management assess the quality of and company-wide adherence to corporate risk policies.

Across market, credit, operational, legal, and business risks, our risk experts can help companies and regulators understand, analyze, improve, and document risk management operations. With extensive experience in financial markets, practical knowledge and development of cutting-edge risk management techniques, and deep industry knowledge of best practices, NERA assists clients with tackling a variety of risk issues in order to move them closer to their stated risk management goals and objectives. We are frequently called upon to survey the industry, provide guidance, and make appropriate recommendations to management.

Name Title Location Phone Email
Dr. Andrew Carron Chairman New York City
London
+1 212 345 5407
+44 20 7659 8500
andrew.carron@nera.com
Dr. Anne Gron Managing Director Chicago +1 312 573 2850 anne.gron@nera.com
Oksana Kitaychik Associate Director New York City +1 212 345 1094 oksana.kitaychik@nera.com
Dr. James Jordan Affiliated Consultant Washington, DC +1 202 466 9263 james.jordan.affiliate@nera.com
Title Type Author
Expert Analysis: Financial Crisis Anniversary - Trends In Credit Crisis Settlements Published Article By Faten Sabry, Sungi Lee, and Linh Nguyen
PDVSA’s Peculiar Oct. ’22 Bond May Carry Elevated Risks Report By Timothy McKenna and Raphael Starr
Securities Class Actions: 2016 Full-Year Review and Mid-2017 Flash Update Published Article By Stefan Boettrich and Svetlana Starykh
BSA/AML Compliance and Enforcement: An Update for the Securities and Derivatives Indu... Published Article By. Sharon Brown-Hruska
Not All MBS Settlements Are Equal White Paper By Faten Sabry, Sungi Lee, and Linh Nguyen
Trends in Canadian Securities Class Actions: 2016 Update Report By Bradley A. Heys & Robert Patton