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All Publications for Regulatory Enforcement and Compliance


Finding the GAAP in FCPA Enforcement: Challenges in Identifying the Impact of Alleged Bribery in Financial StatementsWorking Paper
2013-05-13		By Raymund Wong and Dr. Jerry Arnold
Trends in Canadian Securities Class Actions: 2012 Update Pace of Filings and Settlements Falls; Auditor Risk and Court Rulings Take Centre StageReport
2013-02-13		By Bradley Heys and Mark Berenblut
Recent Trends in Securities Class Action Litigation: 2012 Full-Year ReviewReport
2013-01-29		By Dr. Renzo Comolli, Dr. Ronald Miller, Svetlana Starykh, and Sukaina Klein
SEC Settlement Trends: 2H12 UpdateReport
2013-01-14		By Jorge Baez and Dr. James Overdahl with former NERA economist Dr. Elaine Buckberg
FSA Calendar Year-End Update 2012Report
2013-01-02		By Robert Patton et al.
Flash Update: 2012 Trends in Securities Class ActionsReport
2012-12-11		By Dr. Renzo Comolli, Dr. Ronald Miller, Svetlana Starykh, and Sukaina Klein
Recent Trends in US Securities Class Actions against Non-US CompaniesBook Chapter
2012-10-24		By Robert Patton
SEC's Emphasis on Individual Accountability Drives Settlement Pace Toward Seven-Year HighPublished Article
2012-08-01		By Dr. James Overdahl with former NERA economist Dr. Elaine Buckberg
SEC Settlement Trends: 1H12 UpdateReport
2012-06-27		By Dr. James A. Overdahl with former NERA economist Dr. Elaine Buckberg
Trends in Regulatory Enforcement in UK Financial Markets: Fiscal Year 2011/12Report
2012-06-26		By Robert Patton et al.