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All News for Regulatory Enforcement and Compliance
Obama's Crackdown on Corporate America
(external link)
2012-07-20
Media Coverage
SEC Settlements With Individuals Surging in FY 2012
(external link)
2012-06-29
Media Coverage
NERA Economic Consulting Releases Biannual SEC Trends Report: SEC Settlements with Individuals Soar; Settlement Values for Individuals Increase
2012-06-27
Press Release
SEC settlements with individuals rise in 2012
(external link)
2012-06-27
Media Coverage
SEC Settlements with Individuals Rise in 2012
(external link)
2012-06-27
Media Coverage
U.S. SEC settlements with individuals on the rise
(external link)
2012-06-27
Media Coverage
SEC settling with more individual defendants
(external link)
2012-06-27
Media Coverage
NERA Releases Financial Services Authority Enforcement Trends Report; FSA Fines Against Individuals Reach New Record
2012-06-26
Press Release
FSA fines against individuals and firms higher than ever
(external link)
2012-06-26
Media Coverage
NERA Congratulates Winners of the 2012 Current Topics in Financial Regulation Conference Best Papers Prize
2012-06-11
Press Release
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