All Publications for Regulatory Enforcement and Compliance


Energy Policy Briefing Note: The Real Costs of Eliminating Unsecured Credit Lines and Requiring Cash Collateral in OTC Swaps MarketsRegulatory Filing
2012-03-13
By Dr. Sharon Brown-Hruska and Kurt Strunk
Economist Debate: High-Frequency TradingPublished Article
2012-03-08
An Economist Debate with Dr. James Overdahl
SEC Settlement Trends: 2H11Report
2012-01-23
By Dr. James A. Overdahl et al.
Cost-Benefit Analysis of the CFTC's Proposed Swap Dealer DefinitionReport
2011-12-20
By Dr. Sharon Brown-Hruska and Kurt Strunk
Will Court Short-Circuit Dodd-Frank?Published Article
2011-08-15
By Dr. James Overdahl with Dr. Jonathan Macey, Sam Harris Professor of Corporate Law at Yale University, and former NERA economist Dr. Elaine Buckberg
Trends in Regulatory Enforcement in UK Financial MarketsReport
2011-07-11
By Robert Patton et al.
SEC Settlements Trends: 1H11 UpdateReport
2011-06-27
By Dr. James Overdahl et al.
Banking Entity Trading Under the Volcker RuleWorking Paper
2011-06-24
By Christopher Laursen
Economic Analysis of Damages under the Foreign Corrupt Practices Act (FCPA)Working Paper
2011-05-05
By Dr. Patrick Conroy and Dr. Graeme Hunter
SEC Settlements Trends: 2H10 UpdateReport
2010-12-07
By Dr. James Overdahl et al.