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All Publications for Regulatory Enforcement and Compliance


Trends in Regulatory Enforcement in UK Financial MarketsReport
2011-07-11		By Robert Patton et al.
SEC Settlements Trends: 1H11 UpdateReport
2011-06-27		By Dr. James Overdahl et al.
Banking Entity Trading Under the Volcker RuleWorking Paper
2011-06-24		By Christopher Laursen
Economic Analysis of Damages under the Foreign Corrupt Practices Act (FCPA)Working Paper
2011-05-05		By Dr. Patrick Conroy and Dr. Graeme Hunter
SEC Settlements Trends: 2H10 UpdateReport
2010-12-07		By Dr. James Overdahl et al.
What Do the New Risk Retention Requirements of the Dodd-Frank Act Mean for Securitization?
Working Paper
2010-12-01		By Dr. Faten Sabry
Economic Analysis in the Federal Rule-Making Process to Implement the Dodd-Frank Wall Street Reform and Consumer Protection ActWorking Paper
2010-08-30		By Dr. James Overdahl
De-Mystifying Interconnectedness: Assessing 'Too Interconnected to Fail' and the Fallout from Getting it WrongReport
2010-04-23		By Christopher Laursen, Dr. Sharon Brown-Hruska, Dr. Robert Mackay, and Dr. John Bovenzi of Oliver Wyman Group
SEC Settlements Trends: 3Q09 UpdateStudy
2009-12-07
Ponzi Scheme Detection: How the SEC Can Catch the Next ThiefWorking Paper
2009-08-03		By Dr. Marcia Kramer Mayer