All Publications for Corporate Governance and Compliance


SEC Settlements Trends: 3Q09 UpdateStudy
2009-12-07
SEC Settlements Trends: 2Q09 UpdateStudy
2009-08-03
Ponzi Scheme Detection: How the SEC Can Catch the Next ThiefWorking Paper
2009-08-03
By Dr. Marcia Kramer Mayer
Study of the Impact of Securitization on Consumers, Investors, Financial Institutions, and the Capital MarketsStudy
2009-06-17
By Dr. Faten Sabry and Dr. Chudozie Okongwu
SEC Settlements Trends: 1Q09 UpdateStudy
2009-04-09
Financial Disclosure and SFAS 157: Seeking Transparency in a Perfect StormPublished Article
2009-02-27
By Dr. Sharon Brown-Hruska with former NERA Vice President Shuchi Satwah
SEC Settlements Trends: 4Q08 UpdateStudy
2009-02-09
FCPA Settlements: It's a Small World After AllWorking Paper
2009-01-28
By Raymund Wong and Dr. Patrick Conroy
Where Was SOX?Published Article
2008-12-22
By Dr. Henry Butler with Professor Larry E. Ribstein, Mildred Van Voorhis Jones Chair in Law at the University of Illinois
The Fed's Expanding Playbook: Economists' ViewsBrief
2008-12-22
By Dr. John Montgomery with former NERA economist Dr. Elaine Buckberg