All News for Regulatory Enforcement and Compliance
| Analysis: Bruised regulators brace for Dodd-Frank court fights (external link) | 2011-08-04 | Media Coverage | ||
| Analysis: Bruised regulators brace for Dodd-Frank court fights (external link) | 2011-08-04 | Media Coverage | ||
| Company Settlements With SEC Near Record Pace (external link) | 2011-07-12 | Media Coverage | ||
| Increase in FSA Fines in 2010/11 Largely Driven by a Handful of Large Penalties; NERA Analysis Reveals Shifts in Enforcement | 2011-07-11 | Press Release | ||
| NERA Economic Consulting Releases Biannual SEC Trends Report; SEC Settlements with Companies Soar in First Half of Fiscal 2011 | 2011-06-27 | Press Release | ||
| SEC resolves fewer insider trading cases - study (external link) | 2011-06-27 | Media Coverage | ||
| NERA Economist Testifies Before US House of Representatives Committee on Financial Services on Dodd-Frank | 2011-03-31 | Press Release | ||