All Publications for Regulatory Enforcement and Compliance


Trends in Regulatory Enforcement in UK Financial MarketsReport
2011-07-11
By Robert Patton et al.
Economic Analysis in the Federal Rule-Making Process to Implement the Dodd-Frank Wall Street Reform and Consumer Protection ActWorking Paper
2010-08-30
By Dr. James Overdahl
SEC Settlements Trends: 3Q09 UpdateStudy
2009-12-07
Ponzi Scheme Detection: How the SEC Can Catch the Next ThiefWorking Paper
2009-08-03
By Dr. Marcia Kramer Mayer
Study of the Impact of Securitization on Consumers, Investors, Financial Institutions, and the Capital MarketsStudy
2009-06-17
By Dr. Faten Sabry and Dr. Chudozie Okongwu
SEC Settlements Trends: 1Q09 UpdateStudy
2009-04-09
Financial Disclosure and SFAS 157: Seeking Transparency in a Perfect StormPublished Article
2009-02-27
By Dr. Sharon Brown-Hruska with former NERA Vice President Shuchi Satwah
FCPA Settlements: It's a Small World After AllWorking Paper
2009-01-28
By Raymund Wong and Dr. Patrick Conroy
Where Was SOX?Published Article
2008-12-22
By Dr. Henry Butler with Professor Larry E. Ribstein, Mildred Van Voorhis Jones Chair in Law at the University of Illinois
Economists' Views: New Playbook for a Financial CrisisBrief
2008-10-21