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Over the past several years, financial regulators have undertaken an increasing number of investigations and enforcement actions dealing with the Bank Secrecy Act (BSA) and other Anti-Money Laundering (AML) regulations. Additionally, private litigants have sought to show non-compliance with BSA and AML rules in efforts to demonstrate various types of malfeasance by financial institutions. Recent regulatory settlements have included significant fines for maintaining poor internal controls, failure to detect and report evidence of illicit activity, and willful violations of BSA.
NERA assists clients with BSA/AML-specific matters in numerous legal forums. Financial institutions rely on NERA to provide expert reports and testimony in litigation and regulatory proceedings. As part of our work in these matters, NERA experts use regulatory knowledge and experience along with appropriate statistical analyses to assess the appropriateness of firm procedures, in relation to both BSA/AML regulations and financial industry standards and practice. Our team -- which includes former regulatory agency personnel -- offers a unique set of qualifications. We combine an authoritative understanding and interpretation of BSA law and AML regulations with years of experience providing highly rigorous, clear, objective, and defensible analysis.
Name | Title | Location | Phone | |
---|---|---|---|---|
Dr. Patrick Conroy | Senior Managing Director | Miami | +1 305 341 5025 | patrick.conroy@nera.com |
Dr. Ling Ling Ang | Managing Director |
Washington, DC
Chicago |
+1 202 466 9259
+312 573 2827 |
lingling.ang@nera.com |
Title | Date | |||
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New York City Bankruptcy Conference | 10 June 2022 | |||
Statistics in Securities Litigation | 10 March 2022 | |||
SEC Roundup: Shadow Insider Training | 22 October 2021 | |||
ABA Business Law Annual Meeting | 22 September 2021 | |||
NERA Insights Webinar | Meme Stocks and the Gamification of Retail Investing | 20 May 2021 | |||
Two Sides of the Coin: Future Cryptocurrency Regulatory and Litigation Risks | 17 March 2021 | |||
A Look Back at 2020 and What’s Ahead in 2021: Trends & Developments in Securities Lit... | 18 February 2021 | |||
Securities Class Action Litigation in the 2020 Landscape: What You Should Know and Do... | 05 May 2020 | |||
New York City Bankruptcy Conference | 22 May 2019 | |||
13th Annual Conference on Empirical Legal Studies | 09 November 2018 | |||