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Over the past several years, financial regulators have undertaken an increasing number of investigations and enforcement actions dealing with the Bank Secrecy Act (BSA) and other Anti-Money Laundering (AML) regulations. Additionally, private litigants have sought to show non-compliance with BSA and AML rules in efforts to demonstrate various types of malfeasance by financial institutions. Recent regulatory settlements have included significant fines for maintaining poor internal controls, failure to detect and report evidence of illicit activity, and willful violations of BSA.
NERA assists clients with BSA/AML-specific matters in numerous legal forums. Financial institutions rely on NERA to provide expert reports and testimony in litigation and regulatory proceedings. As part of our work in these matters, NERA experts use regulatory knowledge and experience along with appropriate statistical analyses to assess the appropriateness of firm procedures, in relation to both BSA/AML regulations and financial industry standards and practice. Our team -- which includes former regulatory agency personnel -- offers a unique set of qualifications. We combine an authoritative understanding and interpretation of BSA law and AML regulations with years of experience providing highly rigorous, clear, objective, and defensible analysis.
Name | Title | Location | Phone | |
---|---|---|---|---|
Dr. Patrick Conroy | Managing Director | New York City | +1 212 345 1466 | patrick.conroy@nera.com |
Dr. Ling Ling Ang | Associate Director |
New York City
Washington, DC Chicago |
+1 212 345 5409
+1 202 466 9259 +312 573 2827 |
lingling.ang@nera.com |
Erin B. McHugh | Associate Director |
London
New York City |
+44 20 7659 8736
+1 212 345 2990 |
erin.mchugh@nera.com |
Title | Date | |||
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Securities Class Action Litigation in the 2020 Landscape: What You Should Know and Do | 05 May 2020 | |||
New York City Bankruptcy Conference | 22 May 2019 | |||
13th Annual Conference on Empirical Legal Studies | 09 November 2018 | |||
Officer and Director Liability | 05 December 2017 | |||
5th Annual Securities Litigation & Enforcement Institute | 01 March 2017 | |||
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Title | Date | Type | ||
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Trends in 2019 Securities Class Actions: Filings Remain High, Resolutions Have Slowed... | 21 January 2020 | Press Release | ||
NERA Economic Consulting Opens Office in Milan, Italy | 19 November 2019 | Press Release | ||
2018 US Securities Class Action Filings Break New Records; NERA Economic Consulting R... | 29 January 2019 | Press Release | ||
Record Increase in 2017 US Securities Class Action Filings Driven by Merger-Objection... | 30 January 2018 | Press Release | ||
NERA Economic Consulting Opens Office in Miami, Florida | 14 November 2017 | Press Release | ||
Record Increase in 2016 US Securities Class Action Filings Driven by Merger-Objection... | 24 January 2017 | Press Release | ||
NERA Authors Contribute to The Handbook of Mortgage-Backed Securities, 7th Edition | 18 October 2016 | Press Release | ||
NERA Economic Consulting Announces Senior-Level Promotions | 13 October 2016 | Press Release | ||
NERA Economic Consulting Recognized in Who’s Who Legal: Consulting Experts Guide | 06 October 2016 | Press Release | ||
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