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The disclosure and other regulatory requirements that businesses face have become increasingly stringent. For global firms, it is more and more complicated to understand and adhere to the evolving and growing requirements of both domestic and foreign regulatory bodies. Keeping pace with changing requirements demands an in-depth knowledge of foreign and domestic capital markets, the regulatory bodies that oversee them, and the investment and hedging instruments that exist in each market. NERA's experts have helped develop the regulatory frameworks for derivatives and other financial markets both in the US and in countries around the world.
NERA's expertise in market instruments, current trading practices, market rules, and financial regulation enables us to support financial services and other firms in all economic aspects of regulatory policy, including handling market manipulation investigations, defending enforcement action, providing expert testimony, and quantifying regulatory impacts and risks.
NERA has provided economic expertise to clients undergoing regulatory investigations that include allegations of market abuse as well as clients that are the subjects of enforcement actions. In such cases, NERA experts have applied the theories of financial economics in innovative ways. Our approaches to examining regulatory proceedings can use both ex-ante analysis (to help clients think about the regulatory risks facing their organization and the associated costs) and ex-post analysis (to determine the "but-for" scenario had the alleged conduct not taken place and hence the economic cost of the action). NERA has used this type of economic analysis in a range of scenarios, from helping clients understand regulatory costs to providing expert testimony.
Title | Type | Author | ||
---|---|---|---|---|
Snapshot of Recent Trends in Asbestos Litigation: 2022 Update | White Paper | Mary Elizabeth Stern and Lucy Allen | ||
How Will the LIBOR Transition Affect Mortgage Consumers? | White Paper | Dr. Faten Sabry and Ramisa Roya, et al. | ||
Trends in Canadian Securities Class Actions: 2021 Update | White Paper | Bradley A. Heys, Robert Patton, Jielei Mao | ||
‘Coca-Cola’ vs. Section 482: Is It Time to Refresh the Regulatory Guidance? | Published Article | Dr. Harlow Higinbotham and Dr. Niraja Srinivasan | ||
The Future of Transfer Pricing | Published Article | Dr. Niraja Srinivasan, et al. | ||
Snapshot of Recent Trends in Asbestos Litigation 2021 Update | Mary Elizabeth C. Stern and Lucy P. Allen | |||
NERA Experts Contribute Chapter to "The Future of the Profit Split Method" | Book | Dr. Harlow Higginbotham and Dr. Vladimir Starkov | ||
Trends in Canadian Securities Class Actions: 2020 Update | Report | Bradley A. Heys, Robert Patton, and Jielei Mao | ||
Transfer Pricing Roundtable in Financier Worldwide. | Expert QA | Dr. Vladimir Starkov and Philip de Homont | ||
Amount B: Facts and Circumstances Matter—Even for Routine Distributors | Published Article | Dr. Harlow Higinbotham, Dr. Niraja Srinivasan, and Dr. Vladimir Starkov | ||
Title | Date | |||
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New York City Bankruptcy Conference | 10 June 2022 | |||
Statistics in Securities Litigation | 10 March 2022 | |||
What is on the Transfer Pricing Horizon? | 04 March 2022 | |||
SEC Roundup: Shadow Insider Training | 22 October 2021 | |||
NERA Insights Webinar | Meme Stocks and the Gamification of Retail Investing | 20 May 2021 | |||
Two Sides of the Coin: Future Cryptocurrency Regulatory and Litigation Risks | 17 March 2021 | |||
A Look Back at 2020 and What’s Ahead in 2021: Trends & Developments in Securities Lit... | 18 February 2021 | |||
Securities Class Action Litigation in the 2020 Landscape: What You Should Know and Do... | 05 May 2020 | |||
New York City Bankruptcy Conference | 22 May 2019 | |||
13th Annual Conference on Empirical Legal Studies | 09 November 2018 | |||