Financial Risk Management

Risk Management Policies and Procedures

Risk Management Policies and Procedures

An institution's desired level of risk retention and risk transfer is typically determined by senior management and the board of directors. Their role is to develop, approve, and regularly re-evaluate written policies and procedures governing the management of all risks. NERA’s risk experts play a key role in helping management assess the quality of and company-wide adherence to corporate risk policies.

Across market, credit, operational, legal, and business risks, our risk experts can help companies and regulators understand, analyze, improve, and document risk management operations. With extensive experience in financial markets, practical knowledge and development of cutting-edge risk management techniques, and deep industry knowledge of best practices, NERA assists clients with tackling a variety of risk issues in order to move them closer to their stated risk management goals and objectives. We are frequently called upon to survey the industry, provide guidance, and make appropriate recommendations to management.

Name Title Location Phone Email
Dr. Andrew Carron Affiliated Consultant New York City
London
+1 212 345 5407
+44 20 7659 8500
andrew.carron.affiliate@nera.com
Dr. James Jordan Affiliated Consultant Washington, DC +1 202 466 9263 james.jordan.affiliate@nera.com
Title Type Author
NERA Experts Contribute Chapter to "The Future of the Profit Split Method" Book Dr. Harlow Higginbotham and Dr. Vladimir Starkov
Trends in Canadian Securities Class Actions: 2020 Update Report Bradley A. Heys, Robert Patton, and Jielei Mao
Transfer Pricing Roundtable in Financier Worldwide. Expert QA Dr. Vladimir Starkov and Philip de Homont
Amount B: Facts and Circumstances Matter—Even for Routine Distributors Published Article Dr. Harlow Higinbotham, Dr. Niraja Srinivasan, Dr. Vladimir Starkov, and Nihan Mert-Beydilli
Recent Trends in Securities Class Action Litigation: 2020 Full-Year Review Report Janeen McIntosh and Svetlana Starykh
Recent Trends in Securities Class Action Litigation: H1 2020 Update Report Janeen McIntosh and Svetlana Starykh
How COVID-19 Impact Analysis May Shape MAE Disputes Published Article Dr. David Tabak and Edward Flores
COVID-19, MAEs, and Preliminary Evidence of Disproportionate Impacts Within Industrie... Brief Dr. David Tabak and Edward Flores
Economic and Financial Analyses in Australian Securities Litigation in the Wake of TP... White Paper Dr. David Tabak and Dr. Will Taylor
S&P 500 Index: Daily Price Movements Brief Dr. David Tabak and Edward Flores