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In the last quarter century, employee benefit plans, especially 401(k) defined-contribution retirement plans, have become increasingly important as a means for saving for retirement and other purposes. Historically, litigation has arisen when stock or bond market fluctuations have imposed losses on these plans. The current financial crisis is no exception, and ERISA litigation over losses in these plans is once again on the rise. These losses typically relate to retirement plans containing employer stock in companies hit hard by the crisis. Shareholders may also pursue litigation over other poorly performing investments in 401(k) plans. In addition, crisis-related retirement plan disputes have arisen over such issues as the investment of cash collateral held in securities-lending programs.
Experts in NERA's Securities and Finance Practice have deep expertise in addressing the financial questions at issue in ERISA litigation, including prudence and reasonableness of decisions by fiduciaries, disclosure of information to plan participants, and estimation of losses to a plan or to its participants from alleged wrongdoing. In some cases, allegations are closely related to allegations in parallel shareholder class actions. In other cases, the allegations center on the retention of employer stock as an investment despite events (such as imminent bankruptcy) that heightened the risk of that stock. NERA's experts have also analyzed issues of allegedly excessive fees in 401(k) plans.
Name | Title | Location | Phone | |
---|---|---|---|---|
Lucy P. Allen | Senior Managing Director | New York City | +1 212 345 5913 | lucy.allen@nera.com |
Dr. Patrick Conroy | Senior Managing Director | Miami | +305 341 5025 | patrick.conroy@nera.com |
Dr. Vinita Juneja |
Senior Managing Director
Chair of NERA's White Collar, Investigations and Enforcement Practice |
New York City
London Toronto |
+1 212 345 3148
+44 20 7659 8618 +1 416 868 7314 |
vinita.juneja@nera.com |
Dr. Denise Neumann Martin | Senior Managing Director | Miami | +1 305 808 7880 | denise.martin@nera.com |
Dr. Faten Sabry |
Senior Managing Director
Chair of NERA's Global Securities and Finance Practice Bankruptcy Practice Chair |
New York City
London |
+1 212 345 3285
+44 20 7659 8618 |
faten.sabry@nera.com |
Dr. David Tabak | Senior Managing Director | New York City | +1 212 345 2176 | david.tabak@nera.com |
Adam Warren | Senior Managing Director | Chicago | +1 (312) 573-2821 | adam.warren@nera.com |
Dr. Ling Ling Ang | Managing Director |
Washington, DC
Chicago |
+1 202 466 9259
+312 573 2827 |
lingling.ang@nera.com |
Robert Patton | Managing Director |
Toronto
London New York City |
+1 416 868 7318
+44 20 7659 8620 +1 212 345 3000 |
robert.patton@nera.com |
Dr. Stephanie Plancich | Managing Director | New York City | +1 212 345 7719 | stephanie.plancich@nera.com |
Dr. Airat Chanyshev | Director | New York City | +1 212 345 7336 | airat.chanyshev@nera.com |
Dr. Andrew Carron | Affiliated Consultant |
New York City
London |
+1 212 345 5407
+44 20 7659 8500 |
andrew.carron.affiliate@nera.com |
Title | Date | |||
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ISS SCAS & NERA: A Look Back at 2022 and What’s Ahead in 2023 | 16 February 2023 | |||
New York City Bankruptcy Conference | 10 June 2022 | |||
Statistics in Securities Litigation | 10 March 2022 | |||
Global Class Actions Symposium 2021 | 16 November 2021 | |||
SEC Roundup: Shadow Insider Training | 22 October 2021 | |||
NERA Insights Webinar | Meme Stocks and the Gamification of Retail Investing | 20 May 2021 | |||
Two Sides of the Coin: Future Cryptocurrency Regulatory and Litigation Risks | 17 March 2021 | |||
A Look Back at 2020 and What’s Ahead in 2021: Trends & Developments in Securities Lit... | 18 February 2021 | |||
NERA Insights Webinar | The State of Securities Class Actions: 2020 Trends and a Look... | 27 January 2021 | |||
NERA Insights Webinar | How Digital Disruption Is Reshaping Antitrust in the Financia... | 10 September 2020 | |||
Title | Date | Type | ||
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NERA Experts Promoted to Director | 14 February 2023 | Press Release | ||
New Report Shows the Lowest Number of Federal Securities Class Actions Filed Since 20... | 24 January 2023 | Press Release | ||
NERA Economic Consulting Announces Senior-Level Promotions | 28 July 2022 | Press Release | ||
London Metal Exchange Retains Oliver Wyman and NERA to Conduct Independent Review | 13 July 2022 | Press Release | ||
NERA Experts Promoted to Associate Director, Senior Consultant, and Consultant | 23 March 2022 | Press Release | ||
NERA Experts Promoted to Managing Director and Director | 15 February 2022 | Press Release | ||
Tsvetan Beloreshki Rejoins NERA’s Securities and Finance Practice | 28 September 2021 | Press Release | ||
NERA Experts Recognized in Who’s Who Legal: Commercial Litigation 2021 | 01 July 2021 | Press Release | ||
NERA Experts Recognized in Who’s Who Legal 2021 | 01 June 2021 | Press Release | ||
NERA Economic Consulting Announces Senior-Level Promotions | 23 February 2021 | Press Release | ||