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NERA economists have extensive experience in applying quantitative economic analysis in white collar criminal investigations and litigation. Our expertise enables us to support firms in all economic aspects of white collar matters, including responding to market abuse investigations, defending enforcement actions, providing expert testimony, and quantifying regulatory impacts and risks.
We have assisted clients with matters involving:
We frequently assist clients in responding to formal investigations and requests for data and analyses from regulatory entities, such as the Division of Enforcement at the SEC, the DOJ, offices of State Attorneys General, and self-regulatory organizations such as FINRA. Our capabilities include the construction and analysis of large and complex transaction databases, analysis and implementation of computerized surveillance procedures, and preparation of summary materials in response to regulators' requests. NERA experts' analysis of damages and disgorgement measures aids clients in negotiating settlement agreements.
Our experts have also done extensive research into applying greater precision to calculating the financial benefits of bribery. We can assist clients facing issues arising under the Foreign Corrupt Practices Act (FCPA) and other anti-bribery and anti-corruption laws by offering a more sophisticated economic approach to determining the true "value" of an alleged bribe.
We have supported clients in matters covering a variety of products and services, including agricultural commodities and natural resources, capital equipment, transportation and fuel surcharges, industrial inputs, and consumer goods and services. We also have extensive experience working with mutual fund families in their discussions with regulators; our experts provide economic analysis to aid with the detection of market timing and late trading and the measurement of corresponding losses to mutual fund shareholders. In addition, NERA has worked with specialist firms involved in civil and criminal proceedings. Our experts have extensive experience analyzing data, reports, and algorithms used in automated surveillance of specialists' trading and exchange rules for equities and options.
Name | Title | Location | Phone | |
---|---|---|---|---|
Lucy P. Allen | Managing Director | New York City | +1 212 345 5913 | lucy.allen@nera.com |
Dr. Patrick Conroy | Managing Director |
Miami
New York City |
+305 341 5025
+1 212 345 1466 |
patrick.conroy@nera.com |
Richard J. Eichmann | Managing Director |
San Francisco
Los Angeles |
+1 415 291 1033
+1 213 346 3009 |
richard.eichmann@nera.com |
Bradley A. Heys | Managing Director |
Toronto
New York City |
+1 416 868 7312
+1 212 345 3000 |
brad.heys@nera.com |
Dr. Hiroaki Ishigaki | Managing Director | Tokyo | +81 3 6871 7041 | hiroaki.ishigaki@nera.com |
Dr. Vinita Juneja |
Managing Director
Chair of NERA's White Collar, Investigations and Enforcement Practice |
New York City
London Toronto |
+1 212 345 3148
+44 20 7659 8618 +1 416 868 7314 |
vinita.juneja@nera.com |
Dr. Faten Sabry |
Managing Director
Chair of NERA's Global Securities and Finance Practice Bankruptcy Practice Chair |
New York City
London |
+1 212 345 3285
+44 20 7659 8618 |
faten.sabry@nera.com |
Adam Warren | Managing Director | Chicago | +1 (312) 573-2821 | adam.warren@nera.com |
Jorge Baez | Director |
Miami
New York City Mexico City |
+1 305 341 5060
+1 212 345 5753 +52 55 9628 7550 |
jorge.baez@nera.com |
Dr. Stephanie Plancich | Director | New York City | +1 212 345 7719 | stephanie.plancich@nera.com |
Dr. Jordan Milev | Associate Director | New York City | +1 212 345 5516 | jordan.milev@nera.com |
Ivelina Velikova | Senior Consultant | New York City | +1 212 345 1160 | ivelina.velikova@nera.com |
Dr. Sharon Brown-Hruska | Affiliated Consultant | Washington, DC | +1 202 466 3510 | sharon.hruska.affiliate@nera.com |
Todd Morrison | Affiliated Consultant | Washington, DC | +1 202 466 9213 | todd.morrison.affiliate@nera.com |
Title | Date | |||
---|---|---|---|---|
ISS SCAS & NERA: A Look Back at 2022 and What’s Ahead in 2023 | 16 February 2023 | |||
New York City Bankruptcy Conference | 10 June 2022 | |||
Statistics in Securities Litigation | 10 March 2022 | |||
Global Class Actions Symposium 2021 | 16 November 2021 | |||
SEC Roundup: Shadow Insider Training | 22 October 2021 | |||
NERA Insights Webinar | Meme Stocks and the Gamification of Retail Investing | 20 May 2021 | |||
Two Sides of the Coin: Future Cryptocurrency Regulatory and Litigation Risks | 17 March 2021 | |||
A Look Back at 2020 and What’s Ahead in 2021: Trends & Developments in Securities Lit... | 18 February 2021 | |||
NERA Insights Webinar | The State of Securities Class Actions: 2020 Trends and a Look... | 27 January 2021 | |||
NERA Insights Webinar | How Digital Disruption Is Reshaping Antitrust in the Financia... | 10 September 2020 | |||