With the rise of zero-commission trading and controversy over emblematic events like the GameStop saga, retail investing has drawn widespread attention and become the focus of legislative and regulatory action. These new developments in retail investing have potential implications for litigation and regulatory investigations.
NERA Economic Consulting Securities and Finance Practice Chair Dr. Faten Sabry will lead a panel discussion with Michael Liftik, Chair of Quinn Emanuel’s SEC Enforcement Practice; Hane L. Kim, Head of SEC Division of Enforcement's Retail Strategy Task Force; and NERA experts Timothy McKenna and Gary Napadov for a complimentary CLE webinar on 20 May 2021 at 1:00 pm EDT. This live discussion will explore the economic, regulatory, and legal challenges and questions stemming from the rising influence of retail investors and social media.
Chair, SEC Enforcement Practice
Quinn Emanuel Urquhart & Sullivan, LLP
Hane L. Kim
Head of SEC Division of Enforcement's Retail Strategy Task Force
Securities and Exchange Commission