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Associate Director Dr. Ling Ling Ang co-authored “Cross-Border Crosswalk: An Overview of Canadian and US Banking and Consumer Financial Services Regulators” in the most recent issue of the Journal of Financial Compliance. Dr. Ang and her co-authors explain the importance of understanding which agencies in the US and Canada regulate the products and services an institution may offer, and how agencies’ policies change over time. The article covers the legal framework in Canada and the US, the financial services landscape, and the multitude of Canadian and US regulators.

Click here to view the paper or download the Henry Stewart Publications paper on the upper banner.